Compliance & Advice Manager
This would suit a driven collaborative Compliance Manager looking to be part of an amazing Gold Coast Team.
Summary about this job
Compliance & Risk
Company: MyPlanner Professional Services
Location: Gold Coast
Work type: Full Time
Salary: $85,000 - $110,000
Phone: +61-8-3043-5391
Fax: +61-2-6344-3888
E-mail: n\a
Site: n\a
Detail information about job Compliance & Advice Manager. Terms and conditions vacancy
MyPlanner is a national Licensee focussed on supporting Planners through an ever changing industry. We pride ourselves on our service to Planner coupled with a major commitment to technology. We are seeking an additional Compliance Manager to join our team on the Gold Coast or Brisbane.
This role includes the following components:
- Audit a network of financial planners
- Pre-vet services for new advisers and para-planners
- Assist advisers to understand their advice obligations under the AFSL
- Conduct compliance reviews and audits
- Implement, and complete adviser development plan (remediation) with AR's and practices
- Deliver training on advice deficiencies where required
The following skills and qualifications will be required:
- Time management and problem solving skills
- Ability to work in a team environment
- Excellent attention to detail
- Advanced Diploma of Financial Services (Financial Planning)
- 5 years' experience in a similar role
- Ability to travel from time to time to interstate locations
Please email resume and covering letter detailing your suitability to the role.