Regulatory Reporting Senior Analyst - Emerging Broker

Summary about this job

Detail information about job Regulatory Reporting Senior Analyst - Emerging Broker. Terms and conditions vacancy

Join this emerging Australian Based Broker who is expanding internationally with their services. Working out of the North Sydney Head office,
You will be reporting directly to the Head Of Compliance.

You will be responsible for; 

• Assisting in the preparation of quarterly ASIC returns which involves:
• Acting as the point of contact queries on ASIC reporting
• Maintain compliance frameworks including AML/CTF and KYC protocol.
• Seeking and analysing customer feedback and suggest ways to address issues in the context of continual process improvement

As the successful applicant, you will possess

•  Professional Qualification and other relevant tertiary qualifications. 
• Ability to work to tight deadlines
• Strong analytical skills are required
• Strong degree of initiative and has the ability to work unsupervised with a hands on approach
• Previous ASIC and compliance experience
• Knowledge of products including: Equities, Fx, indices, commodities and CFD's. 

For further information please contact Dylan Hackers on [email protected] or 02 9226 4482