Senior Manager Compliance, Sydney CBD
Opportunity for a Senior Compliance Manager, to be part of our Retail Banking Services Compliance team.
Summary about this job
Compliance & Risk
Company: Commonwealth Bank - Direct Channels - Retail Banking Services
Location: Sydney
Work type: Full Time
Salary: n\a
Phone: +61-2-3351-9450
Fax: +61-2-8267-5105
E-mail: n\a
Site: n\a
Detail information about job Senior Manager Compliance, Sydney CBD. Terms and conditions vacancy
- Managing engagements and responding to requests from ASIC, OIAC, ACCC, CCMC.
- Responsible for managing responses to Notices, requests from regulators.
- Securing validation, approvals and delivery to the regulator within timeline.
Senior Manager Compliance, Retail Banking
We have an opportunity for a motivated Senior Compliance Manager, Regulatory Engagement Compliance Team, Retail Banking Services to be part of our encouraging and flexible team. Your team is part of the Retail Banking Services (RBS) Compliance team and sits within the broader Group Compliance function of CommBank.
Your role is a key role providing the exciting opportunity to work closely with the regulators in the current financial services environment.
You will be responsible for managing engagements and responding to requests from ASIC, OIAC, ACCC, CCMC, Treasury, Productivity Commission and other relevant organisations. Your experience will include legal knowledge of and practical experience applying all financial services laws including ASIC Act, Corporations Act, NCCP Act, Responsible Lending Regulations, Code of Banking Practice, E-Payments Code and Privacy Laws.
Day to day you will be responsible for managing responses to Notices, requests from regulators, regulatory reviews and other correspondence including interpreting the request, providing compliance advice on what the request requires, mobilising a team of stakeholder teams from across product, distribution, risk and legal areas to assemble the require information, securing validation and approvals and delivery to the regulator within the required timeline.
This is an exciting opportunity for legal professionals with litigation experience and provides the ability to develop deep working knowledge of retail banking products and distribution processes while delivering to the requests of the key financial services regulators.
At CommBank, we’re committed to building a diverse and inclusive workforce reflecting the customers, businesses and communities we serve. As a value’s driven organisation, we nurture and support our people; through focussing on skill and talent development, collaboration, flexibility and internal promotion. With service in mind at every touch point, we take accountability for the role we play in securing and enhancing the financial wellbeing of people, businesses and communities. At CommBank you can be you.