Advice Compliance Analyst
Compliance and Assurance - providing advice and guidance on proposed personal advice - in order to ensure compliance and appropriateness.
Summary about this job
Compliance & Risk
Company: Momenta Resourcing
Location: Sydney
Work type: Contract/Temp
Salary: n\a
Phone: +61-3-6038-2429
Fax: +61-3-3373-2052
E-mail: n\a
Site: n\a
Detail information about job Advice Compliance Analyst. Terms and conditions vacancy
- Major Financial Services firm
- Excellent rate of pay
- Use your existing knowledge and experience to really make a difference
The Role
Providing Compliance and Assurance support in vetting and approving personal advice for appropriateness and compliance - in line with relevant policies, legislation and regulatory guidelines. Influencing and sharing insights to reduce instances of inappropriate advice.
The Opportunity
- Start date: ASAP
- Rate: $550pd - $900pd + Super (Dependant on skills and Education)
- 6 month contract (with potential opportunity for extension)
Skills & Experience required
- Demonstrable experience in one (or more) of the following areas: Advice, Compliance, Advice Review, Paraplanning or Remediation
- Hold the Advanced Diploma of Financial Planning as a minimum requirement
- High attention to detail with an investigative approach
- Possess excellent communication skills and a positive, proactive attitude
Next steps:
If you'd like to express your interest in this opportunity or to discuss it in more detail; please send your resume to: [email protected] or call our Resourcing Team on (02) 8211 0647