Compliance Manager - Market Supervision

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Our client is currently looking for someone who is willing to take their compliance career to the next step, covering financial markets supervision.

Summary about this job

Compliance & Risk

Company: Black Swan Group

Location: Sydney

Work type: Full Time

Salary: $100,000 - $139,999 + bonus potential

Phone: +61-7-2520-9140

Fax: +61-2-1444-7548

E-mail: n\a

Site: n\a

Detail information about job Compliance Manager - Market Supervision. Terms and conditions vacancy

Located in Sydney's CBD
Significant exposure to new clients
Superb company culture

About the role

Our client is currently looking for someone who is willing to take their compliance career to the next step, covering financial markets supervision.

Responsibilities

Responsible for supervising market listings and market participators in alignment with all operating rules.
Monitor compliance with the ASIC market integrity rules and use suspicious activity reports to conduct targeted surveillances of suspected market misconduct.
Deal with any inquiries from ASIC.
Keep all records and registers up to date.

Skills and experience

3+ years markets experience.
Understanding of the equities market, with exchange knowledge preferred.
Tertiary education
Able to interpret financial reports.

Contact

Get in touch to find out more.

[email protected]

+61 (02) 8355 1691

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