Conflicts of Interest Compliance Analyst
Exciting 6 Month Contract opportunity in a global bank focusing on conflicts of interest
Summary about this job
Compliance & Risk
Company: Hays Banking
Location: Sydney
Work type: Contract/Temp
Salary: n\a
Phone: +61-3-1079-7055
Fax: +61-3-4677-3009
E-mail: n\a
Site: n\a
Detail information about job Conflicts of Interest Compliance Analyst. Terms and conditions vacancy
- Global Bank
- Banking Conflicts of Interest
- Initial 6 month contract
Exciting 6 Month Contract opportunity in a global bank focusing on conflicts of interest
Your new company
This company are a global bank based in Sydney CBD and have a large corporate and institutional client base.
Your new role
As part of a small compliance team, there are two 6 month opportunities that will look at conflicts of interest within the bank. Some of the responsibilities will be to:
- Deal with wall-crossing requests, advise the business on the information barrier status and any other issues that may arise in reference to the flow of material non-public information
- Daily consolidation of insider lists with the internal reporting lines to prevent inadvertent access by non-wall crossed staff
- Provide advice and promote awareness of conflict of interest risks and regulatory issues with relevant stakeholders
- Maintain relevant database and lists in relation to information barriers.
- Review and manage cross divisional conflicts, outside business interests and personal trading requests and escalate potential conflicts
- Provide support on ad-hoc projects and testing
- Provide advisory support to relevant business units within the Bank
- Develop and deliver in-house training to promote awareness of key compliance issues as required.
- Ensure all compliance processes comply with all relevant Bank rules and regulations and any other legal requirements and ensure adequate internal controls are in place
- Assist with timely compliance-related organisation-wide reporting.
What you'll need to succeed
- A tertiary qualification in Commerce, Law, or Finance
- Compliance, legal or Conflicts of Interest experience in banking or financial services
- Excellent Attention to detail
- Ability to communicate with a wide array of stakeholders
What you'll get in return
An excellent initial 6 month opportunity to work for a global bank in the compliance department
What you need to do now
If you feel you fit the criteria and are interested in the role, please click ‘apply now’ or contact Philip Lewis on 02 8226 9752 or email your CV to [email protected]