Compliance Analyst

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A unique opportunity to pursue a career as a Compliance Analyst with a leading NZX Firm.

Summary about this job

Compliance & Risk

Company: Forsyth Barr Limited

Location: Auckland

Work type: Full Time

Salary: n\a

Phone: +64-3-434-9005

Fax: +64-9-155-8845

E-mail: n\a

Site:

Detail information about job Compliance Analyst. Terms and conditions vacancy

We are looking for a talented individual who is keen to develop a successful and rewarding career in Compliance Risk Management.

Some key tasks will include:

  • Conducting monitoring and reporting under our compliance monitoring programme;
  • Providing Compliance training and advice;
  • Interacting with FMA, NZX and other regulatory bodies as and when required;
  • Keeping up to date with developments in the industry and the regulatory environment;
  • Assisting the team with project work.

This role would be best suited to someone with 2+ years’ experience working in the financial services industry.

To be considered for this pivotal role you will have the following qualifications, experience and skills:

  • A tertiary qualification in finance, accounting, law and/or commerce;
  • The ability to effectively communicate with a wide range of audiences;
  • Confidence in reading and interpreting legislation and regulations;
  • A high degree of accuracy and attention to detail;
  • An unquestioned ability to manage confidentiality.

This is a unique opportunity to pursue a career as a Compliance Analyst with a leading NZX firm.

Who are we?

Investors have put their trust in Forsyth Barr for over 80 years. We are a New Zealand owned firm providing a full range of investment options including sharebroking, portfolio management, research and investment banking services.

Why work for us?

With 20 offices, stretching from Whangarei to Invercargill, Forsyth Barr offers staff work that is diverse and challenging to bring their best qualities to the fore.  Ongoing professional development, work-life balance, competitive remuneration packages and medical insurance are just some of the other benefits we extend to our staff.

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