Risk & Compliance Manager - Investment Management

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Excellent opportunity for a Compliance, Legal or Audit experience to advance their career in Compliance

Summary about this job

Compliance & Risk

Company: Compliance & Risk Management Recruitment

Location: Sydney

Work type: Full Time

Salary: $100,000 - $145,000 +

Phone: +61-2-9436-5506

Fax: +61-8-5905-3016

E-mail: n\a

Site:

Detail information about job Risk & Compliance Manager - Investment Management. Terms and conditions vacancy

  • Australian-based Funds Management Firm
  • Reporting to the Chief Risk & Compliance Officer
  • 2-4+ years' Compliance, Legal and/or audit experience required

Our client is an Australian-based, well-known, Funds Management Firm.

They provide a range of services across a variety of asset classes to boutique investment managers. The company supports a high performing, fast-paced and dynamic working environment. They are currently undergoing a period of growth and with this growth they are looking to expand their team.

 

The Ideal Candidate:

  • 2-4+ years compliance, legal or audit experience in Financial Services (with experience in funds management)
  • Exposure to performing compliance plan reviews required
  • Professionally presented with excellent communication skills
  • Able to engage at a senior level as well as be hands on
  • Ambition, drive and energy
  • A history of high performance and high achievement

 

The Role:

Reporting to the Chief Risk & Compliance Officer, your responsibilities will include:

  • Develop, maintain and monitor the Compliance Plans and Risk Frameworks
  • Compliance Monitoring 
  • Review, approval and/or contribution to key documents e.g. PDS, IMAs, marketing material etc.
  • Identify and assess key emerging risks
  • Investigating and reporting on actual or potential incidents and breaches
  • Workshops and training with the business
  • Engagement with stakeholders and development of strong working relationships
  • Other general business as usual duties.

 

This is an excellent opportunity to work with an industry leading business and gain a comprehensive knowledge in building framework and exposure across multiple asset classes. You will have the opportunity to work closely with Senior Management in a rewarding and challenging role. 


Please send your CV to Hannah Mihaere at Compliance and Risk Management Recruitment ([email protected]) or call Hannah on 02 9223 8200.

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