Risk & Compliance Manager - Investment Management
Excellent opportunity for a Compliance, Legal or Audit experience to advance their career in Compliance
Summary about this job
Compliance & Risk
Company: Compliance & Risk Management Recruitment
Location: Sydney
Work type: Full Time
Salary: $100,000 - $145,000 +
Phone: +61-2-9436-5506
Fax: +61-8-5905-3016
E-mail: n\a
Site: n\a
Detail information about job Risk & Compliance Manager - Investment Management. Terms and conditions vacancy
- Australian-based Funds Management Firm
- Reporting to the Chief Risk & Compliance Officer
- 2-4+ years' Compliance, Legal and/or audit experience required
Our client is an Australian-based, well-known, Funds Management Firm.
They provide a range of services across a variety of asset classes to boutique investment managers. The company supports a high performing, fast-paced and dynamic working environment. They are currently undergoing a period of growth and with this growth they are looking to expand their team.
The Ideal Candidate:
- 2-4+ years compliance, legal or audit experience in Financial Services (with experience in funds management)
- Exposure to performing compliance plan reviews required
- Professionally presented with excellent communication skills
- Able to engage at a senior level as well as be hands on
- Ambition, drive and energy
- A history of high performance and high achievement
The Role:
Reporting to the Chief Risk & Compliance Officer, your responsibilities will include:
- Develop, maintain and monitor the Compliance Plans and Risk Frameworks
- Compliance Monitoring
- Review, approval and/or contribution to key documents e.g. PDS, IMAs, marketing material etc.
- Identify and assess key emerging risks
- Investigating and reporting on actual or potential incidents and breaches
- Workshops and training with the business
- Engagement with stakeholders and development of strong working relationships
- Other general business as usual duties.
This is an excellent opportunity to work with an industry leading business and gain a comprehensive knowledge in building framework and exposure across multiple asset classes. You will have the opportunity to work closely with Senior Management in a rewarding and challenging role.
Please send your CV to Hannah Mihaere at Compliance and Risk Management Recruitment ([email protected]) or call Hannah on 02 9223 8200.