Senior Compliance Manager - Financial Markets

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Senior Opportunity for Compliance professional with 10yrs+ experience. High performing culture

Summary about this job

Compliance & Risk

Company: Compliance & Risk Management Recruitment

Location: Sydney

Work type: Full Time

Salary: $200K to $220K plus bonus (negotiable)

Phone: +61-8-8801-2444

Fax: +61-3-8828-6332

E-mail: n\a

Site:

Detail information about job Senior Compliance Manager - Financial Markets. Terms and conditions vacancy

  • Opportunity to drive and implement change
  • Senior Strategic Role
  • High profile position with an industry leader

Our client is a mid-sized high profile financial services organisation.

We are looking for an experienced Compliance Manager that wants to step up into a senior strategic role.

As an integral part of the group compliance team, you will be responsible for driving a significant change agenda within the business.

Responsibilities include:  

  • Development, implementation and continuous improvement of the compliance framework and methodology
  • Reviewing and building a Compliance training program 
  • Maintain and enhance the compliance assurance program
  • Various compliance reporting activities as required
  • Developing Policies and Procedures
  • Various other compliance responsibilities

The Ideal Candidate

  • Substantial experience in Compliance, Regulatory Assurance or Audit role 
  • Financial Services experience, Investment Banking, Financial Markets, Funds Management, Broking ideal 
  • Relevant qualifications i.e. CA, Degree, etc
  • The ability to operate in a hands on, autonomous capacity and also as part of a team
  • The confidence and presence to engage with senior management as well as roll up your sleeves and work in the business

This is an excellent opportunity to further your career in a high calibre team with a supportive organisation that offers good work, life balance. 

Please send your CV to Vicki Williams at Compliance and Risk Management Recruitment ([email protected]) or call Vicki on 02 9223 8200

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