Investment Compliance Analyst

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This role sits within the Investment Compliance team. The team provides pre & post trade investment compliance functionalities

Summary about this job

Funds Management

Company: Fitzgerald Jenkins Recruitment

Location: Sydney

Work type: Full Time

Salary: n\a

Phone: +61-7-7831-1891

Fax: +61-8-5902-1873

E-mail: n\a

Site:

Detail information about job Investment Compliance Analyst. Terms and conditions vacancy

This role sits within the Investment Compliance team. The team provides pre & post trade investment compliance functionalities.
  
The team forms part of the Investment Operations team, which is responsible for the administration and servicing of the funds and portfolios of assets for the Life and Funds Management businesses.
  
Responsibilities:
  
Pre-Trade & Post-Trade Investment Compliance Monitoring:
  • Providing accurate, concise and timely analysis of non-compliance events
  • Providing reporting analysis to Front Office, Risk & Compliance and Product/Institutional Client Services Teams.
  • Liaising with Investment Operations teams to address issues with static data/trade bookings.
  • Analysing new or amended Investment Guidelines to identify any monitoring gaps and provide feedback where necessary.
  • Drafting, testing and reviewing compliance rules
  • Providing accurate and timely Substantial Shareholder reporting.
Skills and experience:  
  • 2-6 years' experience with Investment Compliance
  • Prior rule coding experience 
  • Knowledge of financial markets, investment restrictions and funds management 
  • Intermediate/Advanced Excel Skills
  • Previous experience of using SimCorp Dimension (preferred)
 Apply now or for further information contact [email protected]

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