Senior Manager - Line 1 Operational Risk

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A global brokerage firm/ clearing house are seeking a Operational Risk professional to help develop their line one function.

Summary about this job

Compliance & Risk

Company: Robert Walters

Location: Sydney

Work type: Full Time

Salary: $130k - $160k p.a. + super

Phone: +61-7-5100-4565

Fax: +61-8-5799-7491

E-mail: n\a

Site:

Detail information about job Senior Manager - Line 1 Operational Risk . Terms and conditions vacancy

An exciting global brokerage firm/ clearing house is looking to hire an operational risk manager (VP level) to help establish and develop their line one operational risk function. You would be managing a small team and you would be reporting into the COO. They are looking for someone that can work autonomously and thrives in a fast paced environment.

The key responsibilities of this role are:

• Collect data related to controls to mitigate risk for analysis. Highlight data inconsistencies.
• Recommends process protocols and improvements to ensure transactions are executed properly.
• Monitors trend data related to operational control execution. Resolves data anomalies.
• Documents business controls for use in educating and training businesses.
• Serves as lead for support staff.
• Supports the achievement of team objectives.
• Provides guidance and reviews work of more junior level staff.
• Assist in the compilation of scheduled and ad hoc reporting and identify areas of concern
• Conduct reviews on an ongoing basis of operational procedures to reflect changes in the business or to address emerging risk
• Act as the first line of defence in order to identify, assess, monitor and manage the risks that arise
• Create and maintain the appropriate Operational Risk components of their Risk Appetite Statement
• Log and process incident reports consistent with internal requirements and work with stakeholders

Key requirements are:

• Associate's degree or the equivalent combination of education and experience is required.
• A minimum of 8+ years of total work experience preferred; experience in Operations/Stockbroking or securities preferred
• Risk focused
• Detail orientated
• Excellent verbal and written communication, organization and time management skills.
• Proficient in Microsoft Word, Excel, Visio and PowerPoint
• Ability to work independently as well as on a Team

To apply please click apply or call Georgia Whiting on 02 8289 3249 for a confidential discussion.

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