Compliance Manager - Monitoring and Internal Controls

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Compliance Manager - Monitoring and Internal controls, new team to establish and lead

Summary about this job

Compliance & Risk

Company: Randstad - Banking & Financial Services

Location: Sydney

Work type: Full Time

Salary: n\a

Phone: +61-7-3072-4908

Fax: +61-7-4745-2559

E-mail: n\a

Site:

Detail information about job Compliance Manager - Monitoring and Internal Controls. Terms and conditions vacancy

  • Clear succession path
  • Opportunity to establish a newly created team

Compliance Manager - Monitoring and Internal Controls

This is a great opportunity for someone who is looking to establish a relatively new team. You will be providing support to the Head of Compliance and the wider compliance function. You will be promoting a culture of compliance across the business, ensuring the business understands the value of the monitoring and internal control function.

Your role as Compliance Manager includes the following responsibilities:

  • Plan, organise and carry out the internal controls function including the preparation of a monitoring manual, monitoring plan, scheduling and assigning work and estimating resource needs
  • Create and maintain standard internal control documentation, as well as maintaining process flow diagrams and risk and control matrices.
  • Perform compliance risk assessments to identify overall risk ratings, control gaps, and the overall effectiveness of controls.
  • Work with other members of the Compliance team, ensure key operational and compliance risks are identified, mitigated by an appropriate control environment and the control is adequately monitored.
  • Develop, implement and continuously improve an internal control and monitoring program for Australia and New Zealand, in line with AS ISO 19600:2015.
  • Responsible for two direct reports who have been in the business for one year.

You will bring to the role of Compliance Manager strong technical skills and soft skills:

  • Tertiary qualifications in a relevant industry (Business or Law)
  • Demonstrated experience in compliance or risk management gained from within the retail finance or banking sector or a financial services regulator
  • Detailed understanding of AS ISO 19600:2015 Compliance Management System
  • Previous experience coaching direct reports in a previous role

In order to apply for this role please contact Harriet Hetherton on 02 8298 3841 or via email: [email protected]

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

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