Senior Compliance Manager - 2 roles in a leading in Fund Management
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Seeking experienced Compliance professionals looking to pursue either contract or permanent opportunities in the Wealth/Investment industry
Summary about this job
Compliance & Risk
Company: Profusion Group Pty Ltd
Location: Melbourne
Work type: Full Time
Salary: Leading 6 Figure Salary + Bonus
Phone: +61-8-8399-2490
Fax: +61-2-6800-4647
E-mail: n\a
Site: n\a
Detail information about job Senior Compliance Manager - 2 roles in a leading in Fund Management. Terms and conditions vacancy
Company OverviewMy client is a fast-growing leader in the Investment Management industry. Due to their growing environment, they have a new opportunity for 2 experienced (Senior) Compliance Manager to join and be a part of an integrated local & regional legal and compliance team, working directly with the Senior Compliance Manager, responsible for managing a dynamic environment by developing and maintaining a comprehensive compliance programme for Australia.
Responsibilities
You will be responsible for developing and maintaining business unit relationships across the region to identify and respond to any ongoing regulatory changes, as well as implement any policies and procedures of appropriate operational and compliance oversight. You will represent Compliance in the Due diligence sign off processes for products. As part of the compliance team, you will be required to provide assistance in everyday management of the team’s functions, including tasks such as revising and signing off on breaches and incidents, as well as providing input into regular Compliance Reporting to the Board of External Compliance Committee. You will also have to work independently and in a team to provide training, develop solutions to complex situations. You will also be required to manage and build successful and strong relationships with Executive leadership teams providing them with the assistance to develop and implement policy and procedural changes.
Skills & Experience
To be successful in this role you will need:
- Undergraduate degree or an equivalent combination of experience (Tertiary qualifications in law and/or economics/commerce is preferred).
- You will need to have had a minimum of five years’ compliance and/or legal experience with a financial services compliance function as well as in-depth knowledge of Australian compliance and regulatory laws.
- You will need to have excellent leadership and interpersonal skills and the ability to function in a fast-paced environment.
- Strong written and verbal communication skills as well as planning and analysis skills is also required.
Connect with me to hear about similar roles not yet advertised https://au.linkedin.com/in/tombrownprofusion
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