Compliance Manager - Regulatory Assurance

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You will be working within our Compliance Regulatory Assurance team within our Risk Management Group.

Summary about this job

Compliance & Risk

Company: Macquarie Group Limited

Location: Sydney

Work type: Full Time

Salary: n\a

Phone: +61-7-4605-5802

Fax: +61-3-7141-6452

E-mail: n\a

Site:

Detail information about job Compliance Manager - Regulatory Assurance. Terms and conditions vacancy

  • Join a supportive and experienced team.
  • Excellent exposure to the business
  • Drive and own your career

You will be working within our Compliance Regulatory Assurance team within our Risk Management Group, responsible for delivering effective risk-based assurance reviews, to ensure compliance with Australian laws and regulations and our compliance framework.

Joining the Regulatory Assurance team, means you will work across all business units to undertake periodic reviews covering the design, execution and operational effectiveness of the regulatory control framework. Regulatory Assurance reviews can cover trading desks, business functions, branches, geographic locations and cross-entity thematic areas.

Reporting directly to the Senior Compliance Manager of Regulatory Assurance you will drive business engagement and confirm the assessment of key compliance risks and controls to business stakeholders, this as part of the annual risk and control self-assessment exercise. You will also conduct regulatory assurance reviews of key areas identified via the annual risk and control self-assessment exercise, as well as those requested by Compliance management or other areas within the Business, You will continue to maintain effective oversight of the Australian regulatory universe, review and test coverage and provide meaningful and timely reports of reviews conducted.

You will also ensure that underlying testing activities undertaken are appropriately recorded and accounted for, and monitor and track the actions resulting from exceptions noted during reviews up until successful closure; as well as drive initiatives to achieve greater compliance and business-oriented results.

You will bring with you solid regulatory compliance assurance experience from within one of the Big 4 audit firms, a financial services organisation or a financial services regulator.  You will have effective stakeholder management skills with the ability to negotiate at all levels and be able to demonstrate an inquisitive and analytical mind with the ability to proactively identify and analyse problems, and propose viable solutions. You will also have the ability to develop relationships across various stakeholders, including regional Compliance staff and the business, whilst demonstrating exceptional written and verbal communication skills.

If this sounds like the opportunity for you to further your career, please contact Thomas Rogers at [email protected] / +61 2 8232 3233 for more information and to apply.

Find out more about Macquarie at www.macquarie.com/careers.

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.

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