Risk & Compliance Officer / Investment Fund Administration
Top 20 fastest growing Financial Services Dealer Group requires a Risk & Compliance Officer. Attractive Salary for the right candidate.
Summary about this job
Compliance & Risk
Company: Politis Investment Strategies
Location: Newcastle, Maitland & Hunter
Work type: Full Time
Salary: n\a
Phone: +61-7-5911-1816
Fax: +61-2-5757-6316
E-mail: n\a
Site: n\a
Detail information about job Risk & Compliance Officer / Investment Fund Administration. Terms and conditions vacancy
- Friendly and Professional Environment
- Newcastle Location
- Challenging, Varied Role
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Focus on compliance with Australian laws, regulations and our compliance framework within the Financial Planning Industry
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Focus on numerical accuracy
- Top 20 fastest growing Financial Services (Financial Planning) Dealer Groups in Australia
The Company
We are a rapidly expanding national Financial Services (Financial Planning) Dealer Group and Funds Management business.
The Role
With strong continued growth and expansion we require a passionate staff member who can work as part of a small specialised team.
You will be required to build strong relationships with new and existing Financial Planners ensuring that our compliance framework is adhered to at all times. This will involve supporting new Financial Planners during the education and registration process as well as the monitoring of all ongoing compliance obligations of the business.
The role will also focus on reconciling our investment fund mandates including investment processing and settlement on a daily basis. High attention to detail, strong numerical ability and the capacity to think independently is essential for this role.
Skills required
- Strong interpersonal and communication skills
- Ability to follow procedures
- An understanding of the Financial Planning Industry and corresponding ASIC regulations
- Ability to work effectively and consultatively within a specialised team environment
- Ability to show and use initiative
- Ability to prioritise and meet multiple deadlines
- Problem solving skills, adaptable and flexible to change
- Ability to work well under pressure, maintaining professionalism
- Excellent written and verbal communication
- Service Focused
- High attention to detail and numerical accuracy
- Strong reconciliation and problem solving skills
- Excel spreadsheet and analytical skills
This role is ideally suited to those applicants with a financial services or banking background.
Your personality must be enthusiastic, self motivated and have high ethical values.
You will be rewarded:
- Competitive Salary
- A supportive team environment with friendly dedicated staff
- Training and development provided
If this sounds like you, then we would like to hear from you.
Please send resume to [email protected]
Please note: Agency submissions will not be accepted on this occasion.
Only short-listed candidates will be contacted.