Associate Director, Compliance Advisory (CIB)

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Institutional bank seeking a senior financial markets/wholesale compliance professional/ex regulator to provide compliance advice to the business

Summary about this job

Compliance & Risk

Company: Randstad - Banking & Financial Services

Location: Sydney

Work type: Full Time

Salary: $170k - $209k p.a. + Super + bonus

Phone: +61-2-7904-8670

Fax: +61-8-5825-5865

E-mail: n\a

Site:

Detail information about job Associate Director, Compliance Advisory (CIB). Terms and conditions vacancy

  • Real-time compliance advisory to the Financial Markets and CIB business
  • Exciting, challenging role
  • Experience in FICC from a Compliance or ASIC role required

We are working with an institutional bank who is seeking a senior financial markets/wholesale banking compliance adviser to work closely with the Head of in a broad role providing support across Compliance/Regulatory advisory to stakeholders in the wholesale business.


Responsibilities

  • Advise and guide the business, desk, heads and operations/other functions on general compliance queries or specific transactional queries (On regulations, conduct, MiFID II etc)
  • Oversight and delivery of the Compliance plan
  • Collaborate with wider stakeholders in Line 1, Audit, Risk etc
  • Ad hoc duties


Experience/skills required

  • Min 5 years proven experience gained in a financial markets Compliance role or ASIC Supervision role providing regulatory/compliance advice is essential
  • Strong FICC knowledge across one or more of FX, Fixed Income, Commodities, Derivatives, Swaps etc
  • Strong understanding of domestic/global regulators i.e. ASIC, FCA etc as well as a working understanding of MiFID II, EMIR or Dodd Frank

Please contact Henry Sparshott on 028298 3807 or [email protected] for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

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