Senior Compliance Analyst - Global Funds Leader

Summary about this job

Detail information about job Senior Compliance Analyst - Global Funds Leader. Terms and conditions vacancy

To support the Senior Compliance Manager with the on-going execution of a compliance program, plan and compliance monitoring function for the business including all material outsourced functions with the intent to protect effectively the company's interests in accordance with the relevant legislation separate account mandates, the funds¿ constitutions and product disclosure statements.

Key Responsibilities:

• Responsible for the review and enhancement of the existing AML/CTF/KYC framework , and the provision of subject matter expertise to the business regarding financial crimes and sanctions compliance.
• In association with the Legal & Compliance team, monitor/determine any incidents/breaches of the law and constitutions and effect regular Business Unit reporting, to the Board of Directors, Committees, Regulators and other identified stakeholders; develop, review, maintain compliance and risk standards and policies and the provision of compliance advice to the business in managing their compliance obligations.
• Contribute to the program of end to end Compliance Testing and Reporting.
• Review business unit procedures to identify areas for further technical, communication and service improvement/development.
• Provide advice, guidance and leadership to the Business unit regarding regulatory compliance requirements, and the company procedures and systems.
• Liaise with regulators as required and play an active role in the Compliance Team in building and maintaining strong internal working relationships both domestically and globally across all entities.
• Develop, review, maintain compliance and risk standards and policies.
• Assist with compliance systems related information required for others in the Business Unit for preparation of compliance reports to the Executive, Board and Committees.

Key Requirements:

• Undergraduate degree or an equivalent combination of training and industry experience.
• A minimum of five years Compliance or Risk experience in financial services, banking, or related industry.
• Understanding of the Funds Management industry and relevant sections of the Corporations Law and AQUA rules is necessary, or the proven ability to understand and apply new concepts.
• Excellent computer skills required including a broad knowledge of all MS Office software.
• Strong oral and written communication skills.
• Good working knowledge of the Australian regulatory environment applicable to the industry.