Snr risk & Compliance Manager
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Senior Risk & Compliance Manager required for a growing ASX listed Wealth Management firm.
Summary about this job
Compliance & Risk
Company: Ambition Finance
Location: Sydney
Work type: Full Time
Salary: $135k - $150000.00 p.a.
Phone: +61-7-4152-6186
Fax: +61-8-5372-6249
E-mail: n\a
Site: n\a
Detail information about job Snr risk & Compliance Manager. Terms and conditions vacancy
- Sydney CBD / City
- Superannuation or Managed Funds
- Career Growth Opportunities
This is an exceptional opportunity join a leading Fund Manager in a Senior Risk and Compliance Manager role.
Key Responsibilities
- Manage and update the organisations risk control framework and management procedure, instilling a culture of continuous improvement
- Update and implement the policies and procedures of the funds risk management, internal controls and compliance.
- Accountability for risk identification, measurement, monitoring, assessment and control, according to the annual risk management plan;
- Ensure the company’s risk management framework is in full compliance with Head Office and Australian Regulatory authorities’ requirements and prevent any significant risk events
- Manage the AML controls / compliance frameworks
- Reporting directly into the head of
Qualifications
- Deep experience within Risk Management and Compliance gained either or partially or wholly within financial services. (Managed Funds & Superannuation).
- Strong communication skills, able to work with the business and whilst maintaining essential independence.
- Business partnering skills with the ability to work closely with the Regulators whilst managing the company’s interests and agenda.
- Analytical mind and excellent problem solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
- Excellent academic background
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