Snr risk & Compliance Manager

All vacancies of AustraliaBanking & Financial ServicesSnr risk & Compliance Manager

Senior Risk & Compliance Manager required for a growing ASX listed Wealth Management firm.

Summary about this job

Compliance & Risk

Company: Ambition Finance

Location: Sydney

Work type: Full Time

Salary: $135k - $150000.00 p.a.

Phone: +61-7-4152-6186

Fax: +61-8-5372-6249

E-mail: n\a

Site:

Detail information about job Snr risk & Compliance Manager. Terms and conditions vacancy

  • Sydney CBD / City
  • Superannuation or Managed Funds
  • Career Growth Opportunities

This is an exceptional opportunity join a leading Fund Manager in a Senior Risk and Compliance Manager role.


Key Responsibilities

  • Manage and update the organisations risk control framework and management procedure, instilling a culture of continuous improvement
  • Update and implement the policies and procedures of the funds risk management, internal controls and compliance.
  • Accountability for risk identification, measurement, monitoring, assessment and control, according to the annual risk management plan;
  • Ensure the company’s risk management framework is in full compliance with Head Office and Australian Regulatory authorities’ requirements and prevent any significant risk events
  • Manage the AML controls / compliance frameworks
  • Reporting directly into the head of



Qualifications

  • Deep experience within Risk Management and Compliance gained either or partially or wholly within financial services. (Managed Funds & Superannuation).
  • Strong communication skills, able to work with the business and whilst maintaining essential independence.
  • Business partnering skills with the ability to work closely with the Regulators whilst managing the company’s interests and agenda.
  • Analytical mind and excellent problem solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
  • Excellent academic background

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