Compliance Manager
Niche opportunity to be part of this highly regarded European bank in a permanent compliance role
Summary about this job
Compliance & Risk
Company: Hays Banking
Location: Sydney
Work type: Full Time
Salary: n\a
Phone: +61-8-9501-3913
Fax: +61-8-8767-8183
E-mail: n\a
Site: n\a
Detail information about job Compliance Manager. Terms and conditions vacancy
- Transform Group Compliance
- Broad Compliance Exposure
- Global Bank
Niche opportunity to be part of this highly regarded European bank in a permanent compliance role
Your new company
This company are one of the global leaders in the securities services industry. Their clients included insurance companies, sovereign-wealth funds, superannuation funds, brokers and investment banks. Asset classes they cover include equities, bonds, mutual funds, investment funds, listed derivatives, OTC derivatives and alternative funds.
Your new role
As a Compliance Manager in the Policy & Regulatory Office, some of your responsibilities will be:
- Subject Matter Expert in local regulatory requirements and Group compliance policies.
- Proactively monitoring any changes in regulations, including cross-border evolutions (e.g FATCA, AEOI / CRS, Volcker, etc)
- Maintain the compliance/control plan
- Work in conjunction with Compliance advisory area and walk though compliance / control plan changes with owners and conduct design effectiveness test of proposed new controls
- Creating or updating existing local policies to include evolutions in company policy or external regulation and legislation
- Conducting compliance training to the business where appropriate
- Support the Compliance advisory team in advice to them business
- Compliance reporting for local and global senior management
What you'll need to succeed
- Compliance experience in financial services
- Tertiary qualifications in a relevant discipline e.g. Commerce, law, accounting or similar
- Up to date with regulatory and market requirements (ASIC, AUSTRAC, APRA, ASX and FMA)
- Excellent communication skills and stakeholder engagement
- Excellent attention to detail and can work well under pressure
What you'll get in return
A permanent role and an excellent opportunity to be part of a global bank and covering a wide range of job responsibilities in a broad compliance function supporting the Australian operations.
What you need to do now
If you feel you fit the criteria and are interested in the role, please click ‘apply now’ or for a confidential discussion, contact Philip Lewis on 02 8226 9752 or email your CV to [email protected] to be considered.