Paraplanner

Summary about this job

Detail information about job Paraplanner. Terms and conditions vacancy

• Responsible for completing SOA's, IPR's and ROA's
• Ensure compliance is adhered to
• Knowledge of Coin software

• Completed Advice documents are produced and delivered to Planners in a manner that supports achieving our vision of Plan Help Achieve.
  • Discuss plan strategies with Financial Planners.
  • Analyse information to provide an accurate plan.
  • Develop plan strategies into a compliant document.
  • Ensure the required information is at hand and specific to the clients needs as provided by the Financial Planner.
  • Show meticulous attention to plan presentation and details.
• SOA’s are produced on a consistent and timely basis to meet client demand and Planner expectations.
• Self-motivation to achieve individual and team targets.
• Full integration of software, developing templates and enhancing operational performance:
  • Full integration of Financial Planning software (expertise in use, skills up to date and evidenced via skills matrix)
  • Continually develop financial plan templates/library for productive and efficient work practices.
  • Input to team meetings/projects as required on how to improve the business or value add.
• Compliance – minimise Provident’s exposure to litigation, reputational risk and other forms of risk/loss
  • Ensure all SOA’s are vetted as required and compliant.
  • Complete Peer Review Compliance Checks as required.
  • Complete Post Paraplanning Checklist for all plans.
  • Ensure Compliance Registers updated as required.
• Maintain relevant and up-to-date technical skills and knowledge of the financial planning industry:
  • Attendance at Professional Development Days as required.
  • Personal development and training on technical and industry issues.
  • Keep up to date with current financial market trends and theory
  • Assist in identifying and providing training to relevant staff on products, process, compliance and software e.g. modelling, pyramid etc.
• Prepare adhoc risk quotes and other illustrations as required.
• Attend strategy meetings and contribute accordingly.

Additional tasks as required.