Compliance Officer

All vacancies of AustraliaBanking & Financial ServicesCompliance Officer

This position will provide management of Risk and Compliance related matters to ensure that practices, systems and documentation comply with the law.

Summary about this job

Compliance & Risk

Company: FNZ Limited

Location: Melbourne

Work type: Full Time

Salary: n\a

Phone: +61-2-7818-7204

Fax: +61-8-5098-1965

E-mail: n\a

Site:

Detail information about job Compliance Officer. Terms and conditions vacancy

  • Be part of a highly successful, rapidly growing, global business.
  • We provide significant financial rewards for high performing individuals
  • Remuneration and career advancement is based on individual contribution

Role Description

This position is located in our Melbourne office and has responsibility to manage the FNZ Australian Risk and Compliance function. The incumbent must manage the day-to-day Risk and Compliance activities of the Australian business with the objective of ensuring that Risk and Compliance arrangements are run in an efficient, effective and consistent manner.

A key role will be supporting the business in its immediate and ongoing regulatory requirements and obligations, specifically regulated custody operations, financial product administration and the management of our AFSL.

The Compliance Officer will be part of the Asia-Pacific Risk and Compliance team, (which is part of the wider Group Risk and Compliance Function) and will report locally and globally to ensure both regional and global accountabilities are met. The role has intensive stakeholder engagement both within the business and externally.

Experience required

  • Degree Qualified in a relevant discipline
  • Experience with the regulatory obligations of AFS Licensees and the AFS License process.
  • Relevant experience within an Australian custodial function, ideally from a wrap platform or custodian
  • Sound knowledge of the Australian Financial Sector regulatory regime including Corporations Law, SIS Act, AML and Data Privacy practices is desirable
  •  ‘Hands on’ attitude and the ability to get the job done.

Opportunities

  • Be part of a highly successful, rapidly growing, global business that is leading the delivery of financial services via cloud computing and partners with some of the world’s largest companies;
  • Remuneration and career advancement is based on individual contribution and business impact rather than tenure or seniority;
  • We provide significant financial rewards for high performing individuals; and
  • We provide global career opportunities for our best employees at any of our offices in the UK, Czech Republic, Australia, New Zealand or China.

About FNZ

FNZ is the market leading provider of technology and administration services to major financial institutions in the platform and wealth management sectors across the globe. We partner with life companies, banks, asset managers and discretionary wealth managers to enable them to develop and distribute financial products and services to their customers across all major distribution channels.

FNZ has a strong blue-chip customer base including Standard Life, AXA Wealth, JP Morgan, HSBC, AMP, National Australia Bank, Bank of New Zealand, Friends Life, UBS, Zurich Financial and Close Brothers Asset Management. It has helped these customers grow to over £200 billion of platform assets in aggregate. FNZ now employs over 1,300 people with offices in UK (London, Bristol, Edinburgh), Czech Republic (Brno), Australia (Sydney), New Zealand (Wellington), Singapore and China (Hong Kong, Shanghai).

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