Risk and Compliance Manager

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Opportunity for a Risk and Compliance Manager, to be part of our team

Summary about this job

Compliance & Risk

Company: Bendigo and Adelaide Bank

Location: Bendigo, Goldfields & Macedon Ranges

Work type: Full Time

Salary: n\a

Phone: +61-7-9988-3303

Fax: +61-2-1364-1397

E-mail: n\a

Site:

Detail information about job Risk and Compliance Manager. Terms and conditions vacancy

Bendigo and Adelaide Bank's strategy is built on our vision of being Australia's leading customer connected banking group.

The Wealth Risk & Compliance division is a centre of expertise for risk management and compliance activities for the Bank’s Wealth products and services.  Wealth Risk & Compliance provides strategy, monitoring and supervision, regulatory and operational advice, governance, policy and framework support to the business to drive sound risk management practice across the Partner Connection division. This includes providing guidance, assistance and support to Board & Board/Management Committees, Senior Management, internal and external stakeholders and providing leadership to enhance the further development of a strong risk and compliance culture across Partner Connection.

We have an opportunity for a dynamic, collaborative, practical and experienced Risk & Compliance Manager to join the Wealth Risk & Compliance team focusing on the risk, compliance and policy obligations facing the Banks’ superannuation, managed funds, trustee services and margin lending business. 

Reporting to the Senior Manager Risk & Compliance, your key responsibilities will include:

  • Delivering expert operational and regulatory risk and compliance advice, solutions and support to the overall business while adopting a continuous improvement approach to enhance overall efficiency and support to the business;
  • Supporting the further development, implementation and management of the Bank’s risk and compliance framework;
  • Managing regulatory compliance matters including breach assessments, compliance plans and testing, marketing approvals, regulatory and business impact analysis in relation to regulatory reforms and preparation of Board and Committee papers.
  • Performing tasks in line with the Bank’s Operational Risk Management Framework including facilitating Risk Control Self-Assessment workshops, reviewing treatment plans, undertaking scenario and root cause analysis and control validations.
  • Active involvement in compliance projects designed to assist the business meet their regulatory obligations while achieving business objectives.

This role would ideally suit an experienced Risk and Compliance professional with a strong understanding of risk and compliance frameworks, regulatory obligations and knowledge of the Wealth and Margin Lending industry.

To be successful in this role you will demonstrate:

  • Proven superannuation, managed funds, trustee services and/or margin lending risk and  compliance experience gained within a financial institution or wealth management company;
  • Comprehensive understanding of all financial services legislation and regulation;
  • Strong attention to detail and accuracy;
  • Strong report writing skills and the ability to communicate complex reporting issues and requirements to all levels of employees and stakeholders;
  • The ability to work autonomously; and
  • The ability to manage and influence relationships.

 

RG 146 qualifications in General Knowledge, Managed Investments, Superannuation, Life Risk Insurance and Margin Lending is highly desirable.

As a representative of the Wealth Risk and Compliance team you will need to be both an advocate and role model for applying the Bank's core values of Teamwork, Integrity, Performance, Passion, Leadership and Engagement.

Applications to be received by 4.00pm (EST)  17 August 2018.

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