Compliance Officer –Asset Management

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Great opportunity to learn and grow your experience in investment management. Dynamic, high energy, blue chip environment.

Summary about this job

Compliance & Risk

Company: Compliance & Risk Management Recruitment

Location: Sydney

Work type: Full Time

Salary: $95,000 - $105,000 +

Phone: +61-8-7450-7025

Fax: +61-2-2897-2291

E-mail: n\a

Site:

Detail information about job Compliance Officer –Asset Management. Terms and conditions vacancy

  • Excellent Global Brand
  • Reporting to the Head of Compliance
  • 2-4 + years' Compliance or Audit experience within Funds Management

Our client is a well-known Global Financial Services Organisation in the Funds Management and Superannuation sector.

We are currently looking for a Compliance Officer for this hands on role. The role will involve liaising with stakeholders at all levels so you will need to demonstrate your relationship building skills and the ability to engage and build rapport.

Reporting the Head of Compliance for Asia Pac, responsibilities will include:

  • Developing and maintaining compliance policies
  • Incident and breach monitoring and reporting
  • Keeping up to date on relevant laws and regulations 
  • Workshops and training as appropriate 
  • Maintaining strong relationships with business
  • BAU compliance activities 


The ideal candidate for this role:

  • 2-4+ years' experience in compliance or audit within a funds management background OR with funds management clients
  • Excellent communication and interpersonal skills
  • The ability to use initiative
  • Confident and able to engage with the business and senior Management
  • Pragmatic with good business sense


You will be joining a Global Brand name organisation and will be working with high calibre people with great work/life balance. 

Please send your CV to Hannah Mihaere Compliance and Risk Management Recruitment. ([email protected]) or call Hannah for more information 02 9223 8200

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